-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DFPxa9oQHGV4i6SyXRwOHwcJ1NtPTSyeEBDNo+oPK8H75rIwouWcti4iQ+QyAkxl HnORkTG+2/+qh2Q2WIyckA== 0000950172-02-000163.txt : 20020414 0000950172-02-000163.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950172-02-000163 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020131 GROUP MEMBERS: DAVID CAIRNS GROUP MEMBERS: ROBERT E. CAWTHORN GROUP MEMBERS: ROBERT L. BATDORF GROUP MEMBERS: ROBERT T. VASAN GROUP MEMBERS: TIM R. SENSENIG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APROPOS TECHNOLOGY INC CENTRAL INDEX KEY: 0001098803 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 363644751 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60369 FILM NUMBER: 02523987 BUSINESS ADDRESS: STREET 1: ONE TOWER LANE 28TH FLOOR CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 MAIL ADDRESS: STREET 1: ONE TOWER LANE 28TH FLOOR CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SENSENIG TIM CENTRAL INDEX KEY: 0001162673 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 18809 COX AVE STREET 2: STE 250 CITY: SARATOGA STATE: CA ZIP: 95070 BUSINESS PHONE: 408 374 1200 SC 13D/A 1 pa65430.txt SC 13D/A - AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _____________________ SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Apropos Technology, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $0.01 Per Share - ------------------------------------------------------------------------------- (Title of Class of Securities) 038334108 - ------------------------------------------------------------------------------- (CUSIP Number) Tim R. Sensenig New Meadows Capital 18809 Cox Avenue, Suite 250 Saratoga, CA 95070 408-374-1200 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy to: Kenton J. King, Esq. Skadden, Arps, Slate, Meagher & Flom LLP 525 University Avenue Palo Alto, California 94301 650-470-4500 January 7, 2002 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box . *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 Pages SCHEDULE 13D CUSIP No. 038334108 Page 2 of 9 Pages - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Robert L. Batdorf - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ X ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) PF - ------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES 0 BENEFICIALLY ----------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH 464,480 REPORTING ----------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH 97,200 ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 464,480 - ------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (Rounded to the nearest tenth) 2.8% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------------------- SCHEDULE 13D SCHEDULE 13D CUSIP No. 038334108 Page 3 of 9 Pages - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Tim R. Sensenig - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (A) [ X ] (B) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) PF - ------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES 0 BENEFICIALLY ----------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH 464,480 REPORTING ----------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH 117,200 ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 464,480 - ------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (Rounded to the nearest tenth) 2.8% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------------------- SCHEDULE 13D SCHEDULE 13D CUSIP No. 038334108 Page 4 of 9 Pages - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Robert E. Cawthorn - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (A) [ X ] (B) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) PF - ------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Canada - ------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES 0 BENEFICIALLY ----------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH 464,480 REPORTING ----------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH 183,280 ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 464,480 - ------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (Rounded to the nearest tenth) 2.8% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------------------- SCHEDULE 13D SCHEDULE 13D CUSIP No. 038334108 Page 5 of 9 Pages - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Robert T. Vasan - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (A) [ X ] (B) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) PF - ------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES 0 BENEFICIALLY ----------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH 464,480 REPORTING ----------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH 66,800 ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 464,480 - ------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (Rounded to the nearest tenth) 2.8% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------------------- SCHEDULE 13D SCHEDULE 13D CUSIP No. 038334108 Page 6 of 9 Pages - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON David Cairns - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (A) [ X ] (B) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) PF - ------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION England - ------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES 0 BENEFICIALLY ----------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH 464,480 REPORTING ----------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH 0 ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 464,480 - ------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (Rounded to the nearest tenth) 2.8% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------------------- SCHEDULE 13D Item 1. Security and Issuer. This Amendment No. 1 amends the Statement on Schedule 13D (this "Schedule 13D" or this "Statement") filed with the Securities and Exchange Commission. The Statement relates to the Common Stock (the "Common Stock" or "Shares") of Apropos Technology, Inc., an Illinois Corporation (the "Company"). This Amendment No. 1 is being filed to report that the holdings of the Reporting Persons have fallen below 5% of the outstanding shares of Common Stock. Item 5. Interest in Securities of the Issuer. Item 5 of the Statement is hereby amended by deleting the Reporting Persons prior Item 5 Statements and replacing them with the following: (a) As of the date of the filing of this Statement, the Reporting Persons hold, in the aggregate, 464,480 Shares, which represent approximately 2.8% of the outstanding class of securities. (b) The information contained in table form in Rows 7 through 13 on each of pages 2 through 7 hereof which relate to beneficial ownership, voting and disposition of shares is hereby incorporated by reference. (c) See Exhibit 3, which is hereby incorporated by reference. (d) Inapplicable (e) On January 7, 2002, the Reporting Persons ceased to hold more than five percent of the outstanding class of securities. Item 7. Material to be Filed as Exhibits. The following document is incorporated by reference herein. (3) Table showing Transactions in Shares effected by Reporting Persons During 60 Days Prior to the date of filing of this Amendment No. 1. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 25, 2001 ---------------- (Date) /s/ Robert L. Batdorf --------------------------- (Signature) Robert L. Batdorf ----------------- (Name/Title) ---------------------------------------------- January 25, 2001 ---------------- (Date) /s/ Tim R. Sensenig --------------------------- (Signature) Tim R. Sensenig --------------- (Name/Title) ---------------------------------------------- January 25, 2001 ---------------- (Date) /s/ Robert E. Cawthorn --------------------------- (Signature) Robert E. Cawthorn ------------------ (Name/Title) ---------------------------------------------- January 25, 2001 ---------------- (Date) /s/ Robert T. Vasan --------------------------- (Signature) Robert T. Vasan --------------- (Name/Title) ---------------------------------------------- January 25, 2001 ---------------- (Date) /s/ David Cairns --------------------------- (Signature) David Cairns ------------ (Name/Title) ---------------------------------------------- EXHIBIT 3
Transactions in Shares effected by Reporting Persons During 60 Days Prior to the Date of this Amendment No. 1 |--------------------------|-------------------------|--------------------|--------------|---------------| |Name | Nature of Transaction* | Date of Transaction| Number of | Price per | | | | (Trade Date) | Shares | Share | |--------------------------|-------------------------|--------------------|--------------|---------------| |Robert Batdorf | | | | | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/14/02 | 52,100 | 2.77 | |--------------------------|-------------------------|--------------------|--------------|---------------| |Tim R. Sensenig | | | | | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/17/02 | 23,000 | 2.67 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/16/02 | 5,000 | 2.71 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/15/02 | 9,100 | 2.83 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/10/02 | 17,500 | 2.53 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/09/02 | 10,600 | 2.58 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/08/02 | 15,000 | 2.51 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/07/02 | 10,000 | 2.54 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/02/02 | 10,000 | 2.36 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 12/11/01 | 10,000 | 2.00 | |--------------------------|-------------------------|--------------------|--------------|---------------| |David Cairns | | | | | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/07/02 | 50,000 | 2.50 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/08/02 | 38,000 | 2.50 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/09/02 | 68,320 | 2.57 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/10/02 | 25,000 | 2.51 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/11/02 | 19,900 | 2.51 | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/18/02 | 40,000 | 2.61 | |--------------------------|-------------------------|--------------------|--------------|---------------| |Robert Cawthorn | | | | | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/23/02 | 15,000 | 2.53 | |--------------------------|-------------------------|--------------------|--------------|---------------| |Robert T. Vasan | | | | | |--------------------------|-------------------------|--------------------|--------------|---------------| | | Sale | 01/22/02 | 6,200 | 2.68 | |--------------------------|-------------------------|--------------------|--------------|---------------|
_____________________ * Except as otherwise indicated, all transactions were effectd by ordinary broker's transactions on the Nasdaq National Market. -----END PRIVACY-ENHANCED MESSAGE-----